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Disciplinary and Enforcement Action

To review disciplinary or enforcement actions taken against professionals and institutions, please refer to the agency which regulates the industry involved:

Office of Professional and Occupational Regulation

Disciplinary actions relating to professionals licensed through Regulatory Boards or the Real Estate Commission

Bureau of Consumer Credit Protection

Recent Enforcement Actions issued by Consumer Credit Regulation

Bureau of Insurance

Decisions of the Superintendant - Consent Agreements, Hearing Decisions, Orders and Letters of reprimand related to the insurance industry

Office of Securities

Enforcement Actions - Administrative Actions, Administrative Orders, Consent Agreements, Civil and Criminal Actions related to individuals and institutions regulated by the Office of Securities

 

 

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