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02-039
Department of Professional and Financial Regulation
Real Estate Commission
2001-2002 Regulatory Agenda
UMBRELLA-UNIT NUMBER: 02-039
AGENCY NAME: Department of Professional & Financial Regulation, Office
of Licensing & Registration, Real Estate Commission
CONTACT PERSON:
Carol J. Leighton, 35 State House Station, Augusta, ME 04333-0035, (207)
624-8520
EMERGENCY RULES
ADOPTED SINCE THE LAST REGULATORY AGENDA: None
EXPECTED 2001-2002
RULE-MAKING ACTIVITY:
CHAPTER 300:
General Information
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter sets the guidelines for meetings and maintenance
of Commission records. It may be necessary to amend the "records" section
to clarify access to electronic records of other issues resulting from
changes in technology.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate licensees and the public.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 320:
Agency/Designated Broker Responsibilities
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter sets the standards for maintaining a real estate
company. Changes in banking practices, particularly electronic records,
may require changes to the trust account sections.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate licensees and the public.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 330:
Minimum Standards of Practice
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter sets the minimal standards for practicing real
estate brokerage. Changes in industry practice may require the Commission
to amend the Chapter to ensure that the standards remain current and
appropriate to protect the public. For example, the mandatory insulation
disclosure rule and the requirement that licensees disclose who they
are representing when contacting another licensee may be amended or
repealed.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate licensees and the public.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 340:
Complaints and Investigations
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter sets the guidelines for filing complaints and
conducting investigations. As Commission decisions go through the appellate
process, procedural issues may arise that would require the Commission
to change its complaint and/or investigative process. Commission complaints
are not typically filed under oath and the reference to filing a complaint
under oath may be repealed.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate licensees and complainants.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 350:
Adjudicatory Hearings
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter establishes the guidelines for adjudicatory hearings.
As Commission decisions go through the appellate process, procedural
issues may arise that would require the Commission to change its hearing
process.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate licensees and hearing participants.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 360:
Prerequisites to Licensure by Individuals
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter establishes the educational qualifications for
licensure. Clarification of the educational options available to individuals
at the different levels of licensure may be necessary. The Commission
will contract for exam services within the year and it is anticipated
that the number of exam questions will be amended consistent with the
examination contract.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate license applicants and course providers.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 370:
Continuing Education
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter sets the guidelines for review and approval of
continuing education courses. It is anticipated that the Office of Licensing
and Registration will adopt a uniform continuing education monitoring
procedure that will require that the Commission repeal sections in conflict
with the audit process. Changes in approved course topics may be necessary
to reflect changes in the industry. In addition, changes may be necessary
to ensure that course filing procedures for all types of educational
programs are consistent and provide for reasonable standards to ensure
the delivery of quality educational programs.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate licensees and continuing education providers.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 380:
Fees
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter sets the fees charged for all purposes. It is
anticipated that the fees for examination services will be amended consistent
with the examination contract and the recording fee for continuing education
sponsors will be repealed with the adoption of the continuing education
audit process set by the Office of Licensing and Registration.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate licensees and educational providers.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
CHAPTER 390:
Licensing Procedures and Requirements
STATUTORY AUTHORITY: 32 MRSA §13065
PURPOSE: This Chapter provides information regarding examinations and
license application procedures. It is anticipated that the examination
contract will require that examination procedure standards be amended
or repealed consistent with the contract terms.
ANTICIPATED SCHEDULE: Within one year, if necessary.
AFFECTED PARTIES: Real estate license applicants and licensees.
CONSENSUS-BASED RULE DEVELOPMENT: Not contemplated.
© Department of the Secretary of State
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