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APPENDIX E: MAINE WORKERS' COMPENSATION BOARD PENALTIES REFERENCE GUIDE

VIOLATION SPECIFIC STATUTES SPECIFIC REGULATIONS GENERAL STATUTES GENERAL REGULATIONS PENALTIES
PAID TO CRITERIA
Conduct at mediation 313(4)(5) 15.5 313(2)   A)Varies
A) The board may impose sanctions against a party who does not cooperate or produce requested materials(includes failure to attend a scheduled mediation).
B) The Board may assess a forfeiture in the amount of $100 against any employer or representative of the employee, employer or insurer who participates in mediation without full authority to make decisions regarding the claim.
B) Workers' Compensation Board Administration Fund
Delay in payment of benefits 205(3) 15.3(1)(2)(3)

152.10

205(1)(2)

1.1(5)

8.4

Worker

When there is not an ongoing dispute, if weekly compensation benefits or accrued weekly benefits are not paid within 30 days after becoming due and payable, $50 per day must be added and paid to the worker for each day over 30 days in which the benefits are not paid.

Not more than $1,500 in total may be added pursuant to this subsection.

Delay in payment of medical bills 205(4) 15.3(1)(4)(5) 206

5.7(2)

7.3(8)

Provider or Employee

Where there is no ongoing dispute, if medical bills are not paid within 30 days after the carrier has received notice of nonpayment by certified mail, $50 or the amount of the bill due, whichever is less, must be added and paid to the Workers' Compensation Board Administrative Fund for each day over 30 days in which the medical bills are not paid.

Not more than $1,500 in total may be added pursuant to this subsection.

Failure to file form or to file form timely 360(1) 15.9

153.4

357.1

1.1(1)(3)(5)

1.7

8.1

8.11

8.12

8.13

8.16

8.18(1)

General Fund The board may assess a civil penalty not to exceed $100 for each violation on any person who fails to file for complete any report or form required by this Act or rules adopted under this act; or who fails to file or complete such a report or form within the time limits specified in this Act or rules adopted under this Act.
Failure to file medical report 208(2)(A) 5.19(1) 207   Workers' Compensation Board Administrative Fund

Except for claims for medial benefits only, within 5 business days from the completeion of a medical examination or within 5 business days from the date notice of injury is given to the employer, whichever is later, the health care provider treating the employee shall forward to the employer and the employee a diagnostic medical report, on forms prescribed by the board, for the injury for which compensation is being claimed.

The board may assess penalties up to $500 per violation on health care providers who fail to comply with the 5-day requirement.

Failure to Insure 324(3) 15.7

401

403

1.10 Employment Rehabilitiation Fund The failure of any employer to procure insurance coverage for the payment of compensation and other benefits to the employer's employees constitutes a failure to secure payment of compensation and the employer is liable to pay a civil penalty of up to $10,000 or an amount equal to 108% of the premium, calculated using Maine Employers' Mutal Insurance Company's standard discount premium, that should have been paid during the period the employer failed to secure coverage, whichever is larger.
Failure to pay assessment 154(8)   154   Workers' Compensation Board Administrative Fund Any insurance company, association or self-insured employer subject to an assessment that willfully fails to pay, commits a civil violation for which a forfeiture of not more than $500 may be adjudged fro each day following the due date for which payment is not made.
Failure to pay compensation 324(2) 15.6 324(1)

8.6

8.18(2)

A) of each day's forfeiture amount, the first $50 is paid to the employee to whom compensation is due. The remainder must be paid to the Workers' Compensation Board Adminsitrative Fund.

 

B) Employee

A) If an employer or insurance carrier fails to pay compensation within 10 days receipt of board decree or approved agreement, the board shall assess against the employer or insurance carrier a forfeiture of up to $200 for each day of noncompliance.

B) If a forfeiture is assessed against any employer or insurance carrier on petiton by an eployee, the employer or insurance carrier shall pay reasonable costs and attorney's fees related to the forfeiture, as determined by the board.

Fraud or willful violation 360(2) 15.10 153(5)(B)(E)

1.1(1)(2)(3)(5)

1.5

8

General Fund The board may assess, after hearing, a civil penalty in an amount not to exceed $1,000 for an individual and $10,000 for a corporation, partnership or other legal entity for any willful violation of this Act, fraud or intentional misrepresentation.
Pattern of questionable claims handling techniques 359(2) 15.8 153(5)(B)(E)

1.1(1)(2)(3)(5)

1.5

8

Workers' Compensation Board Administrative Fund In addition to any other penalty assessment permitted under this Act, the board may assess civil penalties not to exceed $10,000 upon finding, after hearing, that an employer, insurer, or 3rd-party administrator for any employer has engaged in a pattern of questionable claims-handling techniques or repeated unreasonably contested claims.

 

Revised 10/07