Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: NewEdge Advisors, LLC
  • Street Address: 858 Camp Street
  • City: New Orleans
  • State, or Country if outside the US: LA
  • Zip Code: 70130

Submitted By

  • Name: David Schnier
  • Title: Chief Legal Officer
  • Firm name (if different than entity):
  • Telephone Number: (203) 428-0084
  • Email Address: dschnier@newedgecg.com
  • Relationship to entity whose information was compromised: Employee

Breach Information

  • Total number of persons affected (including residents): 1116
  • Total number of Maine residents affected: 8
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: March 06, 2024
  • Date Breach Discovered: August 16, 2024
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with:

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: September 12, 2024
  • Copy of notice to affected Maine residents: NewEdge_Advisors_-_Notice_of_Data_Event_-_ME.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: Please see Exhibit 1.