STATE OF MAINE MAINE LABOR RELATIONS BOARD CASE NO. 81-50 ISSUED: September 24, 1981 ________________________________________ ) CITY OF WESTBROOK; WESTBROOK ) CITY COUNCIL, ) ) Complainant ) ) v. ) ) WESTBROOK POLICE UNIT OF LOCAL 1828, ) COUNCIL 74, AFSCME, AFL-CIO ) DECISION AND ORDER ) and ) ) MARY MORSE, FRANCIS DONAHUE, and ) WAYNE SYPHERS, ) ) Respondents. ) ________________________________________) This is a prohibited practices case, filed pursuant to 26 M.R.S.A. 968(5)(B) on May 1, 1981, by the City of Westbrook; Westbrook City Council (Employer). The Employer alleges that the Westbrook Police Unit of Local 1828, Council 74, AFSCME, AFL-CIO (Union) and its agents or officers, Mary Morse, Francis Donahue, and Wayne Syphers, did violate 26 M.R.S.A. 964(2)(B) by failing to bargain in good faith, to wit: (1) failing to clothe the Union's negotiators with sufficient knowledge, guidelines, and authority to effectively conduct negotiations or to reach tentative agreement at the table; (2) failing to properly present to the Union membership the tentative contract agreement of August 25, 1980, and thereby failing to use the best efforts of the negotiating team to secure ratification; and (3) failing to meet with Union membership during 10 months of negotiations; failing to inform the Union membership of the course of negotiations, of the City's proposals, and the Union team's tentative agreements; and failing over the course of 10 months of negotiations, two Mediation sessions, one formal ratification preentation, and a Fact-Finding Hearing to establish any guidelines or authority for the Union negotiators. The Union filed a response to the Employer's complaint on May 22, 1981, denying that the actions of the Union or those of its agents or officers violated any provision of the Municipal Public Employees Labor Relations -1- ______________________________________________________________________________ Act, 26 M.R.S.A. 961, et seq. (Act). A pre-hearing conference on the case was held on May 29, 1981 Alternate Chairman Donald W. Webber presiding. As a result of the pre-hearing conference, Alternate Chairman Webber issued a Pre-Hearing Conference Memorandum and Order, dated June 4, 1981, the contents of which are incorporated herein by reference. A hearing was held on July 15, 1981, Chairman Edward H. Keith presiding with Alternate Employer Representative Thacher E. Turner and Employee Repre- sentative Wallace J. Legge. The City of Westbrook was represented by its City Solicitor James E. Gagan, Esq. and Council 74 by Mary G. Morse, field representative. The parties were given full opportunity to examine and cross- examine witnesses, introduce documentary evidence, and make argument. Both parties filed appropriate briefs which were duly considered by the Board. JURISDICTION The City of Westbrook; Westbrook City Council is a public employer, as defined in 26 M.R.S.A. 962(7). The Westbrook Police Unit of Local 1828, Council 74, AFSCME, AFL-CIO, is the certified bargaining agent for all employees of the Westbrook Police Department; except the Chief, captain, secretary, custodian, matron, crossing guides, and all special officers. Mary Morse, Francis Donahue, and Wayne Syphers have all been joined in this action in their capacities as agents or officers of the aforementioned Union. The jurisdiction of the Maine Labor Relations Board to hear this case and render a decision and order lies in 26 M.R.S.A. 968(5). FINDINGS OF FACT Upon review of the entire record, the Maine Labor Relations Board (Board) finds: 1. That the City of Westbrook, a municipal corporation having a principal place of business at 790 Main Street, Westbrook, Maine, and the Westbrook City Council, the legislative body of the aforementioned City, are public employers, as defined in 26 M.R.S.A. 962(7). 2. That the Westbrook Police Unit of Local 1828, Council 74, AFSCME, AFL-CIO, is the certified bargaining agent representing all of the employees of the Westbrook Police Department; except the Chief, captain, secretary, custodian, matron, crossing -2- ______________________________________________________________________________ guides, and all special officers. 3. That Mary G. Morse, field representative of Council 74, AFSCME, is and at all times relevant hereto has been an agent of the Union mentioned in paragraph 2 hereof. Francis Donahue is the Past President and bargaining team member for the Union mentioned in paragraph 2 hereof. Wayne Syphers is the President and bargaining team member of the Union mentioned in paragraph 2 hereof. 4. That there is no collective bargaining agreement currently in force between the parties. The prior collective bargaining agreement covered the period from July 1, 1977 to June 30, 1980. Thereafter, its terms were to remain in effect until a new contract was agreed upon or it was terminated upon ten days written notice to the other party. The City, on July 9, 1980, gave notice of termination which became effective July 21, 1980 to so terminate the effect of the said expired agreement. 5. That the parties began negotiations for a successor agreement on May 20, 1980. A second meeting was held on June 2, 1980, at which time written ground rules were established. 6. That, at the June 2, 1980 session, the Employer expressed its intention to propose a completely redrafted contract. The Employer and the Union mutually agreed on the need to clarify the parties' agreement, to reduce the number of grievances and to assure that Departmental practices and policies were consistent with contract language, however, the Union did not agree to a redrafted contract of a change in format therein. 7. That, on June 12, 1980, the Employer's negotiating team presented a proposed 25 of 28 contract articles. The three remaining proposed articles were to be presented by the Employer at subsequent sessions. 8. That the Union team, on June 12, 1980, did not object to the format of the proposals nor to the fact that the Employer proposed a complete redrafting of the agreement. The Union did, however, object to the substance of the proposed articles and the significant language changes therein from that in the prior contract. 9. That, on June 20, 1980, the parties bargained over the Employer's June 12, 1980, proposal. The Union submitted a written response adopting the Employer's proposed contract format. -3- ______________________________________________________________________________ 10. That the parties continued to bargain using the Employer's proposed redrafted contract language as the basis for negotiations through impasse, which was reached on August 7, 1980. The parties met and negotiated approxi- mately 10 times prior to impasse. 11. That a mediation session was held at the Employer's request on August 25, 1980. The parties, with the Mediator's assistance, reached tentative agreement at said session. 12. The Union membership, subsequent to August 25, 1980, failed to ratify the agreement. 13. That a second mediation session was held on September 10, 1981. The Union team at this session did not object to the format of prior Employer proposals. The Union team indicated that their membership objected to six specific items, contained in the Union's written proposal of September 10, 1980. 14. That Fact-Finding was requested by the Employer, on October 28, 1980, and a hearing was held on December 9, 1980. The Fact-Finding Report was issued December 18, 1980, and contained recommendations on 8 items, four items raised by the Employer in its request for Fact-Finding and four additional items raised by the Union as being "in controversy." The Union did not present, as items in controversy in Fact-Finding, the remaining 20 or more contract articles which the parties had tentatively agreed. 15. That, February 2, 1981, the Employer, at the Union's request, provided a copy of all items, to which tentative agreement had been reached during the preceding 9 months of bargaining, to the Union team. 16. That, on February 4, 1981, the Employer made a total package offer to the Union containing: the items tentatively agreed to, the Fact-Finder's recommendation, and one additional item which the Fact-Finding Panel declined to make findings on. No response was received by the Employer thereto, for over four weeks. 17. That the parties met again on March 18, 1981. At that time, Mary Morse, the Union's chief negotiator, stated that the Employer's package proposal of February 4, 1981, had been discussed with the Union membership; that the Union membership would not accept the totally rewritten contract, without additional substantive concessions on the part of the Employer; that the Union membership would not accept the 20 rewritten articles, to which the Parties had tentatively agreed; and that -4- ______________________________________________________________________________ the only proposed contract that the Union team could "sell" with certainty would be a contract with no language changes and a 10% across-the-board wage increase. 18. That the last comment, mentioned in paragraph 17 hereof and made by the Union's chief negotiator, was spoken in the heat of argument, in the highly-charged atmosphere at said March 18th session, and did not reflect the Union's true bargaining position at that time. 19. That, during the course of the negotiations between the parties, the Union bargaining team held 3 or 4 meetings with the Union membership, to explain the progress of the negotiations and to receive imput thereon from the rank and file. 20. That, in addition to the meetings mentioned in paragraph 19 hereof, the representatives of each shift on the Union bargaining team explained to their fellow officers, through informal conversations, the progress of the negotiations between the parties. 21. That throughout the course of the negotiations, the Union bargaining team did: negotiate within its guidelines, as set forth by the Union member- ship; did keep the Union membership informed as to the nature and progress of the negotiations; and sincerely believed that the rewritten format for the new contract could be ratified by the rank and file, given sufficient substantive concessions in said new contract on the part of the Employer. DECISION The nub of this case centers around the statement made by the chief Union negotiator at the meeting of March 18, 1981 and contained in paragraph 17 of our findings of fact. The Union negotiator stated that "the only proposed contract that the Union team could 'sell' with certainty [to the Union's membership] would be a contract with no language changes and a 10% across-the- board wage increase." Coming, as it did, after ten months of bargaining, mediation, and fact-finding; this statement could only result in consterna- tion, frustration, and choler on the part of the Employer. Said utterance was inept and unprofessional, especially since it was spoken by an experienced negotiator, however, we do not find that said comment accurately reflected the Union's bargaining position when it was delivered. The proper course for the Union, at that point, would have been for its chief negotiator -5- ______________________________________________________________________________ to have voiced the membership's specific objections to the proffered agree- ment. Both parties could then have returned to the table and negotiated over the particular subjects at issue. We have often stated that negotiators must be clothed with sufficient knowledge, guidelines, and authority to make tentative agreements where their principal party reserves the right to ratify. Fox Island Teachers Assn. v. M.S.A.D. #8 Board of Directors, M.L.R.B. No. 81-28, at page 6, n.1 (4/22/81). Had we found that the aforementioned comment accurately conveyed the Union membership's stance on the proposed agreement, particularly concerning the new format therefor, we would have found a violation of the Union's duty to bargain in good faith. The statement would be prima facie evidence in substantiation of the alternative theories presented by the Employer in its brief. The total rejection of the new format would indicate either the Union negotiators were operating beyond the negotiating guidelines, set forth by the membership, or said guidelines had been changed, without the required notice to the negotiators for the Employer. ORDER On the basis of the foregoing findings of fact and decision, and by virtue of and pursuant to the powers granted to the Maine Labor Relations Board by 26 M.R.S.A. 968(5), it is ORDERED: That the prohibited practice complaint filed on May 1, 1981 by the City of Westbrook; Westbrook City Council, in Case No. 81-50, be and hereby is dismissed. Dated at Augusta, Maine, this 24th day of September, 1981. MAINE LABOR RELATIONS BOA The parties are advised of their right pursuant to /s/_______________________________________ 26 M.R.S.A. 968(5)(F) to Edward H. Keith, Chairman seek a review by the Superior Court of this decision by filing a complaint in /s/_______________________________________ accordance with Rule 80B Thacher E. Turner, Alternate Employer of the Rules of Civil Representative Procedure within 15 days after receipt of this decision. /s/_______________________________________ Wallace J. Legge, Employee Representative -6-