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Staff Directory: Office of Securities

We invite you to e-mail your questions to staff members at the Office of Securities.

Name Position Phone
Judith M. Shaw Securities Administrator 207-624-8551
Meredith P. Turney Assistant Securities Administrator, Registration and Licensing 207-624-8551
Karla Black General Counsel 207-624-8551
Lindsay J. Laxon Investor Education Manager 207-624-8551
Ed Moran Examiner-in-Charge 207-624-8551
Margaret Bree Morin Senior Securities Examiner 207-624-8551
Jacqueline M. Drouin Senior Investigator
consumer complaints, investigations
207-624-8551
James R. Frechette Investigator
207-624-8551
Vacant

Investigator
Agent licensing, consumer complaints, investigations

207-624-8551
Cathy Williams Investigator
Agent licensing, consumer complaints, investigations
207-624-8551
Billie-Jo A. Pyska Licensing Coordinator
licensing of broker-dealers, agents and investment adviser representatives
207-624-8551
Dona L. Garippa Administrative Secretary 207-624-8551
Dana M. Faucher Office Specialist I
Initial processing of all securities and mutual fund filings, status checks on securities registration and exemption filings, initial receipt of filing fees, accounting for all fees, scheduling of licensee seminars and website editor.
207-624-8551
Angela D. McAllister Office Associate II
Initial processing of all securities and mutual fund filings, status checks on securities registration and exemption filings, initial receipt of filing fees and accounting for all fees
207-624-8551
     

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Last Updated: October 23, 2014